QA/QC  › Soil & Foundation  › Excavation Method Statement
Form · QC-SOL-FRM-001
Excavation Method Statement
40 checkpoints across 8 sections. Before excavation begins; reviewed and approved by geotechnical engineer, safety officer, and project manager; updated if excavation conditions vary significantly from planned
40 Checkpoints
8 Sections
Submitted for approval before excavation; reviewed monthly or when site conditions change
Contractor, Site Engineer

Checklist Preview

S.No.CheckpointIS RequirementStatus
A. Scope of Excavation
A1Excavation description — Type, location, dimensions clearly stated
Acceptance: Document must specify: excavation for foundation pit / basement / trench / utility crossing; plan area (m²); depth below ground level; volume estimate (m³)
IS 3764 Clause 4 (General requirements)
OK
NC
NA
HOLD
A2Soil type from investigation report — Classification per IS 2720 Part 2
Acceptance: Soil classification (clay / sand / gravel / rock) taken from geotechnical report; stratum thickness and depth to water table stated; safe slope angle determined per IS 3764 Table 1
IS 3764 Clause 5.1 (Site investigation data)
OK
NC
NA
HOLD
A3Purpose of excavation — Foundation / basement / trench / utility stated clearly
Acceptance: Purpose determines depth, slope angle, and support system; e.g., shallow foundation pit vs. deep basement requiring bracing
IS 1904 Clause 2.1 (Classification of foundations)
OK
NC
NA
HOLD
B. Reference Documents
B1IS codes referenced — IS 3764, IS 1904, IS 2720, and project specifications
Acceptance: All applicable IS code editions listed; project-specific specifications and approved drawings referenced; site-specific limitations noted (e.g., proximity to existing structures)
Regulatory compliance
OK
NC
NA
HOLD
B2Geotechnical investigation report — Reference and approval date
Acceptance: Report title, reference number, approval date stated; bearing capacity, settlement analysis, slope stability conclusions extracted
IS 1892 compliance
OK
NC
NA
HOLD
B3Approved drawings — Structural foundation plan, site layout, excavation limits
Acceptance: Architectural and structural drawings referenced by revision; foundation pit extent, depth, and final levels marked; utility positions shown
Design compliance
OK
NC
NA
HOLD
C. Materials and Equipment
C1Excavation equipment — Type, capacity, and specifications stated
Acceptance: Excavator make/model/bucket capacity; dumper capacity; crane capacity (if used); mobile phones for communication; equipment must be certified for onsite use
Safe excavation practice
OK
NC
NA
HOLD
C2Dewatering equipment — Pump capacity (if needed), sump pit design, monitoring
Acceptance: Pump capacity (m³/hr) sufficient for expected water inflow; sump pit size (min 1.5 m³); wellpoint system or open sump specified; discharge location approved
IS 3764 Clause 8 (Dewatering)
OK
NC
NA
HOLD
C3Shoring material — Type (steel / timber / diaphragm wall) for slopes >1.5 m depth
Acceptance: For vertical or near-vertical sides >1.5 m: steel sheet piling / soldier piles with lagging / timber props; design calculations provided; props spaced per design
IS 3764 Clause 7 (Support systems)
OK
NC
NA
HOLD
C4PCC for blinding — Grade (typically M10), thickness ≥75 mm
Acceptance: PCC M10 for blinding; minimum 75 mm thick; placed after final excavation trimming and geotechnical approval; cube samples tested
IS 456 Clause 5 (Materials)
OK
NC
NA
HOLD
C5Survey instruments — Level, theodolite for setting out and monitoring
Acceptance: Level and theodolite available onsite; survey crew identified; bench marks established; daily level monitoring of excavation base
Accurate excavation control
OK
NC
NA
HOLD
Showing 11 of 40 checkpoints ·
A. Scope of Excavation
A1Excavation description — Type, location, dimensions clearly stated
IS 3764 Clause 4 (General requirements) (IS 3764:1992)
Document must specify: excavation for foundation pit / basement / trench / utility crossing; plan area (m²); depth below ground level; volume estimate (m³)
OKNCNAHOLD
A2Soil type from investigation report — Classification per IS 2720 Part 2
IS 3764 Clause 5.1 (Site investigation data) (IS 3764:1992)
Soil classification (clay / sand / gravel / rock) taken from geotechnical report; stratum thickness and depth to water table stated; safe slope angle determined per IS 3764 Table 1
OKNCNAHOLD
A3Purpose of excavation — Foundation / basement / trench / utility stated clearly
IS 1904 Clause 2.1 (Classification of foundations) (IS 1904:1986)
Purpose determines depth, slope angle, and support system; e.g., shallow foundation pit vs. deep basement requiring bracing
OKNCNAHOLD
B. Reference Documents
B1IS codes referenced — IS 3764, IS 1904, IS 2720, and project specifications
Regulatory compliance (IS 3764:1992, IS 1904:1986, IS 2720:2011)
All applicable IS code editions listed; project-specific specifications and approved drawings referenced; site-specific limitations noted (e.g., proximity to existing structures)
OKNCNAHOLD
B2Geotechnical investigation report — Reference and approval date
IS 1892 compliance (IS 1892:2014)
Report title, reference number, approval date stated; bearing capacity, settlement analysis, slope stability conclusions extracted
OKNCNAHOLD
B3Approved drawings — Structural foundation plan, site layout, excavation limits
Design compliance (IS 1904:1986)
Architectural and structural drawings referenced by revision; foundation pit extent, depth, and final levels marked; utility positions shown
OKNCNAHOLD
C. Materials and Equipment
C1Excavation equipment — Type, capacity, and specifications stated
Safe excavation practice (IS 3764 Clause 6 (Equipment))
Excavator make/model/bucket capacity; dumper capacity; crane capacity (if used); mobile phones for communication; equipment must be certified for onsite use
OKNCNAHOLD
C2Dewatering equipment — Pump capacity (if needed), sump pit design, monitoring
IS 3764 Clause 8 (Dewatering) (IS 3764:1992)
Pump capacity (m³/hr) sufficient for expected water inflow; sump pit size (min 1.5 m³); wellpoint system or open sump specified; discharge location approved
OKNCNAHOLD
C3Shoring material — Type (steel / timber / diaphragm wall) for slopes >1.5 m depth
IS 3764 Clause 7 (Support systems) (IS 3764:1992)
For vertical or near-vertical sides >1.5 m: steel sheet piling / soldier piles with lagging / timber props; design calculations provided; props spaced per design
OKNCNAHOLD
C4PCC for blinding — Grade (typically M10), thickness ≥75 mm
IS 456 Clause 5 (Materials) (IS 456:2000)
PCC M10 for blinding; minimum 75 mm thick; placed after final excavation trimming and geotechnical approval; cube samples tested
OKNCNAHOLD
C5Survey instruments — Level, theodolite for setting out and monitoring
Accurate excavation control (IS 3764 Clause 9 (Quality control))
Level and theodolite available onsite; survey crew identified; bench marks established; daily level monitoring of excavation base
OKNCNAHOLD
Showing 11 of 40 ·
Inspection Sign-Off
Method statement approved as-is
Approved with modifications (noted below)
Rejected — resubmission required
Conditional approval — pending utility survey clearance
Geotechnical Engineer Name
Name / Sign / Date
Geotechnical Engineer Signature
Name / Sign / Date
Safety Officer Name
Name / Sign / Date
Safety Officer Signature
Name / Sign / Date
Project Manager Name
Name / Sign / Date
Project Manager Signature
Name / Sign / Date