QA/QC  › Generic Master Forms  › Document Transmittal
Form · QC-GEN-FRM-009
Document Transmittal
15 checkpoints across 5 sections. Every time QA/QC documents (test reports, inspection reports, checklists, approvals, NCRs, etc.) are formally transmitted between contractor, consultant, third-party inspector, and client.
15 Checkpoints
5 Sections
Multiple times per week during active construction phase; ensures document traceability and response tracking
Contractor QC Engineer, Consultant Project Manager

Checklist Preview

S.No.CheckpointIS RequirementStatus
A. Document List - Details of Documents Being Transmitted
A1Prepare a table with columns: S.No (1,2,3...), Document No (e.g., QC-CON-CHK-001), Title (e.g., Concrete Cube Strength Test Report, Structural Steel Inspection Report), Revision (e.g., 00, 01, 02), No. of Copies (number of physical/digital copies), Purpose (select: For Approval / For Information / For Review / As Requested)
Acceptance: All columns must be filled; each row represents one document; total count of documents must be accurately reflected
Mandatory
OK
NC
NA
HOLD
A2Document No - Record the unique document identifier. Use project code + document type code (e.g., INF-CON-TST-001 means Infralens project, Concrete material test, serial 001)
Acceptance: Document number must follow project numbering convention and be traceable in project records
Mandatory
OK
NC
NA
HOLD
A3Title - Provide clear, descriptive title that identifies the document content (e.g., "Test Report - Compressive Strength of M30 Concrete Mix Design Validation")
Acceptance: Title must be specific enough that recipient immediately understands the document purpose
Mandatory
OK
NC
NA
HOLD
A4Revision Number - State the revision level (00 for first issue, 01 for first revision, etc.). Ensure that the revision transmitted matches the latest approved version
Acceptance: Revision number must match the document header; outdated revisions must not be transmitted without explicit reason
Mandatory
OK
NC
NA
HOLD
A5Number of Copies - State how many hard/soft copies are being transmitted (e.g., 2 printed sets, 1 digital copy via email)
Acceptance: Number of copies must match actual transmittal; if multiple recipients, each row may have different copy counts
Mandatory
OK
NC
NA
HOLD
A6Purpose - Select one: (1) For Approval - recipient must approve before work proceeds, (2) For Information - FYI only, no response required, (3) For Review - recipient must review and comment, (4) As Requested - per specific request from recipient
Acceptance: Purpose must be clearly selected; this drives response tracking requirements
Mandatory
OK
NC
NA
HOLD
B. Action Required from Recipient
B1Select action required: Review & Approve (return approved copy with signature), Review & Comment (provide comments/feedback), For Information (no action required - FYI), For Record (file without action)
Acceptance: One action type must be clearly selected for entire transmittal or per document if varying actions apply
Mandatory
OK
NC
NA
HOLD
C. Response Tracking
C1Response Due Date - State the date by which recipient must respond (if applicable). Leave blank if no response required (For Information documents)
Acceptance: Due date must allow reasonable time for review; must be at least 3-5 working days unless otherwise agreed
Conditional
OK
NC
NA
HOLD
C2Response Received Date - Record the actual date when response is received (approval, comments, or confirmation of receipt)
Acceptance: If response was due, this field must be completed; if response is overdue, escalate per project procedures
Conditional
OK
NC
NA
HOLD
C3Response Status - State: Received & Approved, Received & Under Review, Received With Comments, Not Yet Received (overdue), Acknowledged
Acceptance: Status must be updated as responses are received; overdue items must trigger follow-up
Conditional
OK
NC
NA
HOLD
Showing 10 of 15 checkpoints ·
A. Document List - Details of Documents Being Transmitted
A1Prepare a table with columns: S.No (1,2,3...), Document No (e.g., QC-CON-CHK-001), Title (e.g., Concrete Cube Strength Test Report, Structural Steel Inspection Report), Revision (e.g., 00, 01, 02), No. of Copies (number of physical/digital copies), Purpose (select: For Approval / For Information / For Review / As Requested)
Mandatory (Generic)
All columns must be filled; each row represents one document; total count of documents must be accurately reflected
OKNCNAHOLD
A2Document No - Record the unique document identifier. Use project code + document type code (e.g., INF-CON-TST-001 means Infralens project, Concrete material test, serial 001)
Mandatory (Generic)
Document number must follow project numbering convention and be traceable in project records
OKNCNAHOLD
A3Title - Provide clear, descriptive title that identifies the document content (e.g., "Test Report - Compressive Strength of M30 Concrete Mix Design Validation")
Mandatory (Generic)
Title must be specific enough that recipient immediately understands the document purpose
OKNCNAHOLD
A4Revision Number - State the revision level (00 for first issue, 01 for first revision, etc.). Ensure that the revision transmitted matches the latest approved version
Mandatory (Generic)
Revision number must match the document header; outdated revisions must not be transmitted without explicit reason
OKNCNAHOLD
A5Number of Copies - State how many hard/soft copies are being transmitted (e.g., 2 printed sets, 1 digital copy via email)
Mandatory (Generic)
Number of copies must match actual transmittal; if multiple recipients, each row may have different copy counts
OKNCNAHOLD
A6Purpose - Select one: (1) For Approval - recipient must approve before work proceeds, (2) For Information - FYI only, no response required, (3) For Review - recipient must review and comment, (4) As Requested - per specific request from recipient
Mandatory (Generic)
Purpose must be clearly selected; this drives response tracking requirements
OKNCNAHOLD
B. Action Required from Recipient
B1Select action required: Review & Approve (return approved copy with signature), Review & Comment (provide comments/feedback), For Information (no action required - FYI), For Record (file without action)
Mandatory (Generic)
One action type must be clearly selected for entire transmittal or per document if varying actions apply
OKNCNAHOLD
C. Response Tracking
C1Response Due Date - State the date by which recipient must respond (if applicable). Leave blank if no response required (For Information documents)
Conditional (Generic)
Due date must allow reasonable time for review; must be at least 3-5 working days unless otherwise agreed
OKNCNAHOLD
C2Response Received Date - Record the actual date when response is received (approval, comments, or confirmation of receipt)
Conditional (Generic)
If response was due, this field must be completed; if response is overdue, escalate per project procedures
OKNCNAHOLD
C3Response Status - State: Received & Approved, Received & Under Review, Received With Comments, Not Yet Received (overdue), Acknowledged
Conditional (Generic)
Status must be updated as responses are received; overdue items must trigger follow-up
OKNCNAHOLD
Showing 10 of 15 ·
Inspection Sign-Off
Transmittal Complete
Pending Response
All Responses Received
Name / Sign / Date
Name / Sign / Date