PMC Handover & CloseoutTaking-Over Certificate

Taking-Over Certificate

certificate
PMC-HND-CRT-001·v1.0-beta·⚠ Beta — review before use

This certificate is issued by the Engineer/PMC to the Contractor when the project is substantially complete and has passed all required tests. It officially marks the start of the Defects Notification Period (DNP) and transfers the care of the works to the Employer.

ReferencesFIDIC Red Book 1999/2017, Sub-clause 10.1 (Taking Over of the Works and Sections)FIDIC Red Book 1999/2017, Sub-clause 11 (Defects after Taking Over)FIDIC Red Book 1999/2017, Sub-clause 14.9 (Payment of Retention Money)CPWD Works Manual, Chapter 20 (Completion of Works)
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📍 When to use this template
  • When the Contractor has completed all major works and successfully passed the 'Tests on Completion' as per the contract.
  • Issued once per project or per defined section, upon the Contractor's formal application for Taking-Over.
  • Prepared by the Engineer/PMC, issued to the Contractor, and a copy is sent to the Employer.
Sections & fields
Preview of the template structure. Download Excel to fill on site.
1Header / Project Information7 fields
Project Name
_____________
Contract / Package No.
_____________
Certificate No.
_____________
Date of Issue
_____________
Employer's Name & Address
_____________
Contractor's Name & Address
_____________
Engineer/PMC's Name & Address
_____________
2Certificate Details5 fields
Reference to Contract Agreement Dated
_____________
Contractor's Application for Taking-Over (Ref. & Date)
_____________
Description of Works / Section being Taken Over
_____________
Date of Substantial Completion
_____________
Effective Date of Taking-Over
_____________
3Basis of Certification6 fields
Confirmation of Completion as per Drawings & Specifications
_____________
Confirmation of Successful 'Tests on Completion'
_____________
Reference to Attached Snag List / List of Outstanding Minor Works
_____________
Agreed Date for Completion of Outstanding Works
_____________
Status of As-Built Drawings Submission
_____________
Status of O&M Manuals Submission
_____________
4Conditions & Declarations5 fields
Commencement Date of Defects Notification Period (DNP)
_____________
Duration of Defects Notification Period (as per contract)
_____________
Statement of Transfer of Care, Custody, and Control to the Employer
_____________
Statement on Insurance Responsibility Transfer (as per contract)
_____________
Any specific reservations or exceptions by the Engineer
_____________
5Approvals & Acknowledgement6 fields
Issued By (Engineer/PMC Representative Name & Designation)
_____________
Signature & Stamp (Engineer/PMC)
_____________
Acknowledged By (Contractor's Representative Name & Designation)
_____________
Signature & Stamp (Contractor)
_____________
Received By (Employer's Representative Name & Designation)
_____________
Signature & Stamp (Employer)
_____________
💡 Sample filled excerpt
"Description of Works / Section being Taken Over": "Civil, Structural, and Architectural works for Tower A (G+12 Floors) including external development works as defined in Appendix A to the Contract."
"Date of Substantial Completion": "15-Mar-2024"
"Reference to Attached Snag List": "Refer to Snag List Ref: ABC/TOC/SNAG/001 dated 12-Mar-2024. All items to be rectified by 30-Apr-2024."
"Commencement Date of Defects Notification Period (DNP)": "16-Mar-2024"
⚖ Compliance notes
  • Fulfills procedural requirement under FIDIC Conditions of Contract (e.g., Red Book 1999/2017) Sub-clause 10.1 (Taking Over of the Works and Sections).
  • Crucial document for contract administration to formally mark the end of the construction phase and start of the Defects Notification Period (DNP).
  • Forms the basis for releasing the first half of the Retention Money, as typically stipulated in the contract's payment terms (e.g., FIDIC Sub-clause 14.9).
  • Required by auditors and financial institutions to verify project completion dates and trigger final payment milestones.