PMC Risk · Issue · ChangeIssue Escalation Form

Issue Escalation Form

form
PMC-RSK-FRM-001·v1.0-beta·⚠ Beta — review before use

This form is used to formally raise a critical site issue to senior management or the client when it cannot be resolved at the current level. It's for getting quick decisions on problems that are blocking work or causing delays.

ReferencesFIDIC Red Book (1999) Sub-Clause 20.1 (Contractor's Claims)FIDIC Red Book (1999) Sub-Clause 8.4 (Extension of Time for Completion)CPWD Works ManualISO 31000:2018 (Risk Management)
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📍 When to use this template
  • When a site issue (technical, resource, safety, or contractual) cannot be resolved by the site team within a pre-defined timeframe (e.g., 48 hours).
  • Triggered whenever an issue's impact on cost, schedule, or quality becomes critical and requires higher-level intervention.
  • Typically filled by the Site Engineer or Project Manager and submitted to the Project Head, PMC, or Client's Representative.
Sections & fields
Preview of the template structure. Download Excel to fill on site.
1Header / Project Information6 fields
Project Name
_____________
Contract / Package No.
_____________
Escalation Form No.
_____________
Date of Escalation
_____________
Prepared By (Name & Designation)
_____________
Approved By (Name & Designation)
_____________
2Issue Identification6 fields
Issue Title / Subject
_____________
Date Issue First Identified
_____________
Location / Chainage / Gridline
_____________
Discipline (Civil, MEP, Finishing, etc.)
_____________
Related Drawing / Specification No.
_____________
Identified By (Name & Agency)
_____________
3Detailed Description of Issue4 fields
Problem Statement (What is the issue?)
_____________
Root Cause Analysis (Why did it happen?)
_____________
Chronology of Events (What has happened so far?)
_____________
Parties Involved (Contractor, PMC, Client, Sub-contractor)
_____________
4Impact Assessment5 fields
Impact on Schedule (in days)
_____________
Impact on Cost (Estimated amount in INR)
_____________
Impact on Quality / Technical Specifications
_____________
Impact on Safety
_____________
Impact on Other Activities / Interfaces
_____________
5Actions Taken So Far4 fields
Attempts to Resolve at Site Level
_____________
Communication References (Meeting MoM No., Letter Ref No.)
_____________
Reason for Failure to Resolve
_____________
Current Status of the Issue
_____________
6Proposed Solution & Support Required4 fields
Recommended Solution(s)
_____________
Resources Required (Manpower, Machinery, Material)
_____________
Decision / Approval Required From
_____________
Requested Date for Decision
_____________
7Management Response & Action Plan5 fields
Decision Made
_____________
Action Assigned To (Name & Designation)
_____________
Target Completion Date
_____________
Remarks / Instructions
_____________
Date of Response
_____________
💡 Sample filled excerpt
Issue Title: Unforeseen Hard Rock Encountered in Foundation Excavation at Tower B
Impact on Schedule: Estimated 15-day delay for foundation works.
Proposed Solution: Deploy rock breakers and revise excavation methodology. Request for Variation Order for additional cost of rock breaking.
Decision Required From: Client's Engineer to approve methodology change and initiate VO process as per contract.
⚖ Compliance notes
  • Helps document delays and disruptions, crucial for EOT (Extension of Time) claims under FIDIC Sub-Clause 8.4 or equivalent contract conditions.
  • Provides a formal record for dispute resolution or arbitration, demonstrating that the contractor followed due process in notifying the Engineer/Client.
  • Fulfills contractual obligations for timely notification of issues that may lead to a change or claim (e.g., FIDIC Sub-Clause 20.1).
  • Creates an audit trail for project governance and decision-making, often reviewed during internal or external project audits.